Expert Speaker Series: Life after Senior Managers Certification Regime (SMCR)
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About the event
Senior Managers and Certification Regime will be implemented across c. 47,000 firms in December 2019. This seismic change in the way solo regulated firms are supervised will have an impact across every discipline in the firm and marketing together with product governance is not immune.
This short session will increase your knowledge of the regime and allow you to consider how it may direct your marketing and product governance activities as the change approaches.
Focus for event is;
- Quick review of the key changes of the regimes
- Senior Managers – Enhanced and Core
- Certification Regime
- Implications for marketeers
Julia is the Senior Partner of FSTP. Julia has spent the last fifteen years consulting with clients in financial services helping them to respond to regulatory change. she works closely with the Chartered Securities and Investment Institute (CISI) where she leads training courses and workshops on regulatory issues. View full profile...
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